Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ELLENBECKER INVESTMENT GROUP, INC.Registered Investment Advisers · CRD # 173851 · WI · Approved
- ELLERBROCK-NORRIS WEALTH STRATEGIES LLCRegistered Investment Advisers · CRD # 295099 · NE · Approved
- ELLEVEST, INC.Registered Investment Advisers · CRD # 175476 · NY · Approved
- ELLINGTON CREDIT COMPANY MANAGEMENT LLCRegistered Investment Advisers · CRD # 168311 · CT · Approved
- ELLINGTON FINANCIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 150510 · CT · Approved
- ELLINGTON GLOBAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 141772 · CT · Approved
- ELLINGTON MANAGEMENT GROUP, L.L.C.Registered Investment Advisers · CRD # 112493 · CT · Approved
- ELLIOTT COVE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 123636 · WA · Approved
- ELLIOTT INVESTMENT MANAGEMENT L.P.Registered Investment Advisers · CRD # 307151 · FL · Approved
- ELLIS INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 157669 · PA · Approved
- ELLIS WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 342527 · AL · 120-Day Approval
- ELLSWORTH ADVISORS, LLCRegistered Investment Advisers · CRD # 297464 · OH · Approved
- ELM CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 294012 · PA · Approved
- ELM PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 167225 · PA · Approved
- ELM RIDGE MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154508 · NY · Approved
- ELM3 FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 140594 · GA · Approved
- ELMIND CAPITAL LPRegistered Investment Advisers · CRD # 333910 · Approved
- ELMTREE FUNDS, LLCRegistered Investment Advisers · CRD # 338940 · MO · Approved
- ELMWOOD ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 297926 · NY · Approved
- ELMWOOD WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 165639 · CA · Approved
- ELPHINSTONE, INC.Registered Investment Advisers · CRD # 311264 · NY · Approved
- ELSER FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 143311 · IN · Approved
- ELSEWHERE PARTNERS, LLCRegistered Investment Advisers · CRD # 293959 · TX · Approved
- ELTEKON ADVISORS, LLC.Registered Investment Advisers · CRD # 115371 · TX · Approved
- ELTRINGHAM WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 298885 · OH · Approved
- ELTURA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318320 · NY · Approved
- ELV8 INC.Registered Investment Advisers · CRD # 318417 · Approved
- ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 154839 · GA · Approved
- ELYSIUM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 312068 · UT · Approved
- ELYXIUM WEALTH LLCRegistered Investment Advisers · CRD # 328603 · CA · Approved
- EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 140929 · CA · Approved
- EMBARK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157950 · AZ · Approved
- EMBASSY ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 314768 · NJ · Approved
- EMBER INFRASTRUCTURE MANAGEMENT, LPRegistered Investment Advisers · CRD # 309483 · NY · Approved
- EMBLEM GROUP, L.P.Registered Investment Advisers · CRD # 329533 · MA · Approved
- EMBREE FINANCIAL GROUPRegistered Investment Advisers · CRD # 108233 · IL · Approved
- EMC CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 169296 · IL · Approved
- EMC CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167761 · TX · Approved
- EMCEE INVEST, INC.Registered Investment Advisers · CRD # 297589 · FL · Approved
- EMERALD ADVISERS, LLCRegistered Investment Advisers · CRD # 107496 · PA · Approved
- EMERALD ADVISORS, LLCRegistered Investment Advisers · CRD # 305125 · WA · Approved
- EMERALD ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 174691 · NC · Approved
- EMERALD BAY WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 160837 · CA · Approved
- EMERALD HILL CAPITAL PARTNERS HOLDINGS, LLCRegistered Investment Advisers · CRD # 298843 · CO · Approved
- EMERALD INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 338769 · PA · Approved
- EMERALD LAKE CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 300395 · CA · Approved
- EMERALD MUTUAL FUND ADVISERS TRUSTRegistered Investment Advisers · CRD # 135130 · PA · Approved
- EMERALD RESEARCH CORPORATIONRegistered Investment Advisers · CRD # 113918 · Approved
- EMERALD SEPARATE ACCOUNT MANAGEMENT LLCRegistered Investment Advisers · CRD # 150202 · PA · Approved
- EMERGE CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 284581 · NY · Approved