Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- EMERGE CAPITAL MANAGEMENT INC.Registered Investment Advisers · CRD # 284581 · NY · Approved
- EMERGENT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 174845 · NY · Approved
- EMERGING VARIANT CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 291512 · NY · ERA - Active
- EMET CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167047 · NY · Approved
- EMMETT INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 299543 · NY · Approved
- EMPERY ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 148180 · NY · Approved
- ENCOMPASS CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 160113 · NY · Approved
- ENCOURAGE CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 315982 · NY · ERA - Active
- ENDEAVOR CATALYST GP LLCExempt Reporting Advisers · CRD # 171738 · NY · ERA - Active
- ENDICOTT CAPITAL MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 308447 · NY · Approved
- ENDICOTT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 157119 · NY · Approved
- ENERGY IMPACT PARTNERS LPRegistered Investment Advisers · CRD # 282373 · NY · Approved
- ENGINE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 168315 · NY · Approved
- ENGINEERS GATE MANAGER LPRegistered Investment Advisers · CRD # 172249 · NY · Approved
- ENGLESON & ASSOCIATES, INC.Registered Investment Advisers · CRD # 126349 · NY · Approved
- ENGLISH RIVER LLCExempt Reporting Advisers · CRD # 342605 · NY · ERA - Active
- ENHALUS CAPITAL, LPRegistered Investment Advisers · CRD # 313321 · NY · Approved
- ENIAC VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 173098 · NY · ERA - Active
- ENLIGHTENED ACCESS LLCExempt Reporting Advisers · CRD # 269972 · NY · ERA - Active
- ENLIGHTENED HOSPITALITY INVESTMENTS MANAGEMENT LLCExempt Reporting Advisers · CRD # 285719 · NY · ERA - Active
- ENRIGHT, MOLLIN, CASCIO & RAMUSEVIC, INC.Registered Investment Advisers · CRD # 106574 · NY · Approved
- ENTERPRISE INVESTORS CORPORATIONRegistered Investment Advisers · CRD # 160833 · NY · Approved
- ENTREPRENEURS ROUNDTABLE ACCELERATOR, LLCExempt Reporting Advisers · CRD # 289820 · NY · ERA - Active
- ENTROPY TECHNOLOGIES, LPRegistered Investment Advisers · CRD # 325283 · NY · Approved
- ENTRUST GLOBAL PARTNERS LLCRegistered Investment Advisers · CRD # 107940 · NY · Approved
- ENTRYPOINT CAPITAL, LLCRegistered Investment Advisers · CRD # 313946 · NY · Approved
- EOS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 158090 · NY · Approved
- EOS REAL ESTATE INVESTORS LLCRegistered Investment Advisers · CRD # 290205 · NY · Approved
- EPOCH CAPITAL, US, LLCRegistered Investment Advisers · CRD # 315254 · NY · Approved
- EPOCH INVESTMENT PARTNERS, INC.Registered Investment Advisers · CRD # 131556 · NY · Approved
- EQT PARTNERS INC.Registered Investment Advisers · CRD # 160179 · NY · Approved
- EQUAL VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 304885 · NY · ERA - Active
- EQUILIBRIUM VENTURES, LLCRegistered Investment Advisers · CRD # 309164 · NY · Approved
- EQUINUM, LLCRegistered Investment Advisers · CRD # 304350 · NY · Approved
- EQUITABLE ADVISORS, LLCRegistered Investment Advisers · CRD # 6627 · NY · Approved
- EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 156933 · NY · Approved
- EQUITABLE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 322513 · NY · Approved
- EQUITY ASSETS, L.L.C.Registered Investment Advisers · CRD # 343811 · NY · 120-Day Approval
- EQUITYZEN ADVISORS LLCExempt Reporting Advisers · CRD # 289299 · NY · ERA - Active
- ERA GLOBAL TECHNOLOGIES LLCRegistered Investment Advisers · CRD # 339601 · NY · Approved
- ERA VENTURES MANAGEMENT LPExempt Reporting Advisers · CRD # 323572 · NY · ERA - Active
- EREZ ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 332027 · NY · Approved
- ESTABROOK CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 128856 · NY · Approved
- ETH CORP.Exempt Reporting Advisers · CRD # 161250 · NY · ERA - Active
- ETHIC INC.Registered Investment Advisers · CRD # 282827 · NY · Approved
- EUDAIMONIA WEALTH LLCRegistered Investment Advisers · CRD # 305431 · NY · Approved
- EURAZEO NORTH AMERICA, INC.Registered Investment Advisers · CRD # 300444 · NY · Approved
- EV3 VENTURES LLCExempt Reporting Advisers · CRD # 323090 · NY · ERA - Active
- EVENT CAPITAL STRATEGIES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 326921 · NY · ERA - Active
- EVER GREEN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297459 · NY · Approved