Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- C WORLDWIDE ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/SRegistered Investment Advisers · CRD # 173234 · Approved
- C.L. SHELDON & COMPANY, LLCRegistered Investment Advisers · CRD # 152582 · Approved
- C.M.BIDWELL & ASSOCIATES LTDRegistered Investment Advisers · CRD # 107449 · Approved
- CACTI ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156131 · Approved
- CADOGAN PARK ADVISORS INC.Registered Investment Advisers · CRD # 291546 · Approved
- CAERUS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 171716 · Approved
- CAIN INTERNATIONAL ADVISERS LIMITEDRegistered Investment Advisers · CRD # 290217 · Approved
- CAIRN FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 326908 · Approved
- CAIUS CAPITAL LLPRegistered Investment Advisers · CRD # 285187 · Approved
- CALDER FINANCIAL LLCRegistered Investment Advisers · CRD # 290616 · Approved
- CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITEDRegistered Investment Advisers · CRD # 161331 · Approved
- CALLAHAN WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 316124 · Approved
- CAMAC PARTNERS, LLCRegistered Investment Advisers · CRD # 173002 · Approved
- CAMBRIDGE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 148889 · Approved
- CAMDEN FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 111938 · Approved
- CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.Registered Investment Advisers · CRD # 7449 · Approved
- CANDLESTICK ADVISING TECHNOLOGIES INC.Registered Investment Advisers · CRD # 333215 · Approved
- CANDRIAM, SOCIÉTÉ EN COMMANDITE PAR ACTIONSRegistered Investment Advisers · CRD # 173355 · Approved
- CANO, RUBEN, DARIORegistered Investment Advisers · CRD # 337523 · Approved
- CANSO INVESTMENT COUNSEL LTD.Registered Investment Advisers · CRD # 336447 · Approved
- CANTLON FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 106622 · Approved
- CAPE ANN ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 284056 · Approved
- CAPEVIEW CAPITAL LLPRegistered Investment Advisers · CRD # 160092 · Approved
- CAPITAL ACHIEVEMENTS, LLCRegistered Investment Advisers · CRD # 291108 · Approved
- CAPITAL FORMATION ADVISERS LLCRegistered Investment Advisers · CRD # 111815 · Approved
- CAPITAL FUND MANAGEMENT S.A.Registered Investment Advisers · CRD # 125780 · Approved
- CAPITAL GENERATION PARTNERS LLPRegistered Investment Advisers · CRD # 281808 · Approved
- CAPITAL IP INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 326733 · Approved
- CAPITAL MARKETS IQ, LLCRegistered Investment Advisers · CRD # 134921 · Approved
- CAPITAL VIEW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 126653 · Approved
- CAPITAL Z ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162210 · Approved
- CAPITALIA (SUISSE)Registered Investment Advisers · CRD # 164222 · Approved
- CAPRICE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 307048 · Approved
- CAPSIGMA INVESTMENT PARTNERS LTDARegistered Investment Advisers · CRD # 336478 · Approved
- CAPVISOR ASSOCIATES, LLCRegistered Investment Advisers · CRD # 289154 · Approved
- CARDENAS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114943 · Approved
- CARDIFF PARK ADVISORS,LLCRegistered Investment Advisers · CRD # 126752 · Approved
- CARDINAL ADVISERS LLCRegistered Investment Advisers · CRD # 284465 · Approved
- CARDINAL CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 124729 · Approved
- CARDINAL POINT CAPITAL MANAGEMENT, ULCRegistered Investment Advisers · CRD # 140619 · Approved
- CARDINAL RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 166545 · Approved
- CARE EQUITY CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 312131 · Approved
- CARLISLE TAX CREDITS LLCRegistered Investment Advisers · CRD # 151461 · Approved
- CARLO CAPITAL LLCRegistered Investment Advisers · CRD # 331801 · Approved
- CARNELIAN ASSET MANAGEMENT & ADVISORS PRIVATE LIMITEDRegistered Investment Advisers · CRD # 335103 · Approved
- CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLCRegistered Investment Advisers · CRD # 171534 · Approved
- CAROLINA STRATEGY, LLCRegistered Investment Advisers · CRD # 324629 · Approved
- CAROTA WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 127344 · Approved
- CARRAIGHILL CAPITAL LIMITEDRegistered Investment Advisers · CRD # 290703 · Approved
- CARRHAE CAPITAL (DIFC) LIMITEDRegistered Investment Advisers · CRD # 337385 · Approved