Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- C & C FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 106752 · NY · Approved
- C-BRIDGE CAPITAL LLCRegistered Investment Advisers · CRD # 308376 · NY · Approved
- C-III INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 156553 · NY · Approved
- CADENT MANAGEMENT SERVICES, LLCRegistered Investment Advisers · CRD # 157559 · NY · Approved
- CADIAN CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157813 · NY · Approved
- CAIS ADVISORS LLCRegistered Investment Advisers · CRD # 317466 · NY · Approved
- CAIUS CAPITAL US LPRegistered Investment Advisers · CRD # 322911 · NY · Approved
- CALEDONIA US, LPRegistered Investment Advisers · CRD # 291463 · NY · Approved
- CALIGAN PARTNERS, LPRegistered Investment Advisers · CRD # 289887 · NY · Approved
- CAMBER PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 309328 · NY · Approved
- CAMBIAL PARTNERS LPRegistered Investment Advisers · CRD # 343375 · NY · 120-Day Approval
- CAMBRIDGE ADVISORS, LLCRegistered Investment Advisers · CRD # 158928 · NY · Approved
- CAMBRIDGE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172938 · NY · Approved
- CANAM CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298587 · NY · Approved
- CANARAS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142766 · NY · Approved
- CANDELO CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 307389 · NY · Approved
- CANDER ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 337596 · NY · Approved
- CANNELL & SPEARS LLCRegistered Investment Advisers · CRD # 142633 · NY · Approved
- CANTOR FITZGERALD ENERGY ADVISORS, LLCRegistered Investment Advisers · CRD # 338226 · NY · Approved
- CANTOR FITZGERALD INVESTMENT ADVISORS, L.P.Registered Investment Advisers · CRD # 159296 · NY · Approved
- CANTY FINANCIAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 118945 · NY · Approved
- CAPITAL COUNSEL LLCRegistered Investment Advisers · CRD # 109001 · NY · Approved
- CAPITAL DYNAMICS, INC.Registered Investment Advisers · CRD # 130320 · NY · Approved
- CAPITAL FINANCIAL ADVISORS OF NEW YORK, LLCRegistered Investment Advisers · CRD # 125689 · NY · Approved
- CAPITAL FOUR US INC.Registered Investment Advisers · CRD # 315650 · NY · Approved
- CAPITAL INSIGHTS GROUP OF WNY, LLC.Registered Investment Advisers · CRD # 282909 · NY · Approved
- CAPITAL PRESERVATION PARTNERS INC.Registered Investment Advisers · CRD # 126340 · NY · Approved
- CAPITOLIS ADVISORS LLCRegistered Investment Advisers · CRD # 290462 · NY · Approved
- CAPRA CREDIT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281736 · NY · Approved
- CAPRA IBEX CREDIT OPPORTUNITIES, LLCRegistered Investment Advisers · CRD # 332538 · NY · Approved
- CAPRICORN INVESTMENT GROUP LLCRegistered Investment Advisers · CRD # 147417 · NY · Approved
- CAPSTONE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 155563 · NY · Approved
- CAPSTONE INVESTMENT FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 122575 · NY · Approved
- CAPULA INVESTMENT US LPRegistered Investment Advisers · CRD # 157589 · NY · Approved
- CAPVEST PARTNERS, INC.Registered Investment Advisers · CRD # 324459 · NY · Approved
- CARBON DIRECT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 317548 · NY · Approved
- CARL MARKS MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 107695 · NY · Approved
- CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C.Registered Investment Advisers · CRD # 162053 · NY · Approved
- CAROSA STANTON ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 104588 · NY · Approved
- CARRET ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131445 · NY · Approved
- CARRICK LANE LLCRegistered Investment Advisers · CRD # 309148 · NY · Approved
- CARRY ADVISORS LLCRegistered Investment Advisers · CRD # 323620 · NY · Approved
- CARSWELL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 158205 · NY · Approved
- CARTESIAN CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 159370 · NY · Approved
- CARUSO MCLEAN & CO., INC.Registered Investment Advisers · CRD # 126084 · NY · Approved
- CASDIN CAPITAL, LLCRegistered Investment Advisers · CRD # 169579 · NY · Approved
- CASPIAN CAPITAL, LPRegistered Investment Advisers · CRD # 155751 · NY · Approved
- CASTFIRM ADVISORS LLCRegistered Investment Advisers · CRD # 327519 · NY · Approved
- CASTLE HARLAN, INC.Registered Investment Advisers · CRD # 158106 · NY · Approved
- CASTLE HOOK PARTNERS LPRegistered Investment Advisers · CRD # 284968 · NY · Approved