Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- BARK SECURITIES, LLCRegistered Investment Advisers · CRD # 337787 · CA · 120-Day Approval
- BARTHOLOMEW & COMPANY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342680 · MA · 120-Day Approval
- BAYTRUST WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 338822 · FL · 120-Day Approval
- BCM FIXED INCOME, LLCRegistered Investment Advisers · CRD # 344121 · 120-Day Approval
- BEACON COAST PARTNERS, LLCRegistered Investment Advisers · CRD # 341584 · CA · 120-Day Approval
- BELLERIVE CAPITAL, LLCRegistered Investment Advisers · CRD # 343680 · 120-Day Approval
- BENEFI GLOBAL CORPRegistered Investment Advisers · CRD # 337846 · IL · 120-Day Approval
- BOARDWALK INVESTMENT GROUP LPRegistered Investment Advisers · CRD # 342867 · FL · 120-Day Approval
- BORIA WEALTH MANAGEMENT, LTDRegistered Investment Advisers · CRD # 343761 · MN · 120-Day Approval
- BREAKAWAY INDEPENDENT ADVISORS, LLCRegistered Investment Advisers · CRD # 340675 · CA · 120-Day Approval
- BREITER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 342447 · MO · 120-Day Approval
- BRITE AVENUE CAPITAL LPRegistered Investment Advisers · CRD # 343136 · NY · 120-Day Approval
- BROOKSTONE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 344265 · MA · 120-Day Approval
- BUCKS CAPITAL ADVISERS LLCRegistered Investment Advisers · CRD # 342040 · PA · 120-Day Approval
- BYREFORGE MANAGEMENT, LPRegistered Investment Advisers · CRD # 340666 · NY · 120-Day Approval