Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- B CAPITAL GROUP MANAGEMENT, L.P.Exempt Reporting Advisers · CRD # 287986 · CA · ERA - Active
- B. RILEY VENTURE CAPITAL, LLCExempt Reporting Advisers · CRD # 332565 · CA · ERA - Active
- B.B. GRAHAM & COMPANY, INC.Registered Investment Advisers · CRD # 41533 · CA · Approved
- BAILARD, INC.Registered Investment Advisers · CRD # 110550 · CA · Approved
- BAKER AVENUE ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 132657 · CA · Approved
- BAKER STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 128066 · CA · Approved
- BALANCE CASH MANAGEMENT INC.Registered Investment Advisers · CRD # 333867 · CA · Approved
- BALLAST POINT FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 283295 · CA · Approved
- BALLISTIC VENTURES ALPHA LLCExempt Reporting Advisers · CRD # 318512 · CA · ERA - Active
- BALMORAL MANAGEMENT II L.P.Registered Investment Advisers · CRD # 164956 · CA · Approved
- BAM VENTURES M ANAGEMENT, LLCExempt Reporting Advisers · CRD # 329944 · CA · ERA - Active
- BANCREEK CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 328736 · CA · Approved
- BANCREEK CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 312900 · CA · Approved
- BANCREEK CAPITAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 341539 · CA · Approved
- BANNEKER PARTNERS LLCRegistered Investment Advisers · CRD # 296624 · CA · Approved
- BANTA ASSET MANAGEMENT LPRegistered Investment Advisers · CRD # 142987 · CA · Approved
- BANYAN ALPHA INVESTMENT L.P.Registered Investment Advisers · CRD # 311857 · CA · Approved
- BANYAN TREE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168384 · CA · Approved
- BARK SECURITIES, LLCRegistered Investment Advisers · CRD # 337787 · CA · 120-Day Approval
- BARLOW, LINDA, ANNRegistered Investment Advisers · CRD # 111643 · CA · Approved
- BARNES WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 132189 · CA · Approved
- BASE CASE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 323761 · CA · ERA - Active
- BASE VENTURE MANAGEMENT, INC.Exempt Reporting Advisers · CRD # 325088 · CA · ERA - Active
- BASE10 PARTNERS MANAGEMENT LLCExempt Reporting Advisers · CRD # 288914 · CA · ERA - Active
- BASE4 CAPITAL LPExempt Reporting Advisers · CRD # 317334 · CA · ERA - Active
- BASIS SET BUILDERS, LLCExempt Reporting Advisers · CRD # 313162 · CA · ERA - Active
- BASIS SET VENTURES, LLCExempt Reporting Advisers · CRD # 289323 · CA · ERA - Active
- BAY CLIADAKIS & ASSOCIATES, LLCRegistered Investment Advisers · CRD # 301214 · CA · Approved
- BAY HILLS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 158603 · CA · Approved
- BAYBRIDGE CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 284867 · CA · Approved
- BAYHUNT CAPITAL LLCRegistered Investment Advisers · CRD # 333514 · CA · Approved
- BBQ OPPORTUNITY VENTURES LLCExempt Reporting Advisers · CRD # 318128 · CA · ERA - Active
- BDUCK CAPITAL, LLCExempt Reporting Advisers · CRD # 336060 · CA · ERA - Active
- BE BETTER TOMORROW, LLCExempt Reporting Advisers · CRD # 314347 · CA · ERA - Active
- BEACH POINT CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 148885 · CA · Approved
- BEACON COAST PARTNERS, LLCRegistered Investment Advisers · CRD # 341584 · CA · 120-Day Approval
- BEACON POINTE ADVISORS, LLCRegistered Investment Advisers · CRD # 119290 · CA · Approved
- BEDROCK FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 291984 · CA · ERA - Active
- BEE PARTNERS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 161796 · CA · ERA - Active
- BEILLION CAPITAL LLCExempt Reporting Advisers · CRD # 341101 · CA · ERA - Active
- BELAY INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 281985 · CA · Approved
- BELL & BROWN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 175419 · CA · Approved
- BELL INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 108383 · CA · Approved
- BELVERON REAL ESTATE PARTNERS, LLCRegistered Investment Advisers · CRD # 282072 · CA · Approved
- BENCHMARK ADVISORY SERVICES, LLCRegistered Investment Advisers · CRD # 305662 · CA · Approved
- BENCHMARK CAPITAL HOLDINGS CO. LLCExempt Reporting Advisers · CRD # 160352 · CA · ERA - Active
- BENGAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168688 · CA · Approved
- BENNINGFIELD FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 134950 · CA · Approved
- BERESH, PATRICK MICHAELRegistered Investment Advisers · CRD # 137495 · CA · Approved
- BERILIUM TECHNOLOGIES, INC.Registered Investment Advisers · CRD # 327058 · CA · Approved