Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- B. RILEY WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 115927 · TN · Approved
- B. RILEY WEALTH PRIVATE SHARES, LLCRegistered Investment Advisers · CRD # 315851 · TN · Approved
- B.A. ROBERTS FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 289856 · MI · Approved
- B.A. SCHROCK WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 304694 · OH · Approved
- B.B. GRAHAM & COMPANY, INC.Registered Investment Advisers · CRD # 41533 · CA · Approved
- B.O.S.S. RETIREMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 171143 · UT · Approved
- B&D WHITE CAPITAL COMPANY, LLCRegistered Investment Advisers · CRD # 173822 · TX · Approved
- B&T CAPITAL MANAGEMENT, INCORPORATEDRegistered Investment Advisers · CRD # 121703 · TX · Approved
- BABB WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 298347 · AZ · Approved
- BAC CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 116816 · WA · Approved
- BACK BAY FINANCIAL PLANNING & INVESTMENTS, LLCRegistered Investment Advisers · CRD # 335236 · DE · Approved
- BACKBONE PLANNING PARTNERS LLCRegistered Investment Advisers · CRD # 326699 · NV · Approved
- BACKCAST PARTNERS MANAGEMENT LLCRegistered Investment Advisers · CRD # 291785 · NY · Approved
- BADGLEY PHELPS WEALTH MANAGERS, LLCRegistered Investment Advisers · CRD # 315440 · WA · Approved
- BAER INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 152063 · Approved
- BAFFIN ADVISORS LLCRegistered Investment Advisers · CRD # 151202 · Approved
- BAHL & GAYNOR LLCRegistered Investment Advisers · CRD # 106139 · OH · Approved
- BAILARD, INC.Registered Investment Advisers · CRD # 110550 · CA · Approved
- BAILLIE GIFFORD INTERNATIONAL LLCRegistered Investment Advisers · CRD # 305849 · NY · Approved
- BAILLIE GIFFORD OVERSEAS LTDRegistered Investment Advisers · CRD # 110296 · Approved
- BAIN CAPITAL ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 183517 · MA · Approved
- BAIN CAPITAL CREDIT, LPRegistered Investment Advisers · CRD # 134852 · MA · Approved
- BAIN CAPITAL INSURANCE SOLUTIONS, LPRegistered Investment Advisers · CRD # 305575 · MA · Approved
- BAIN CAPITAL PARTNERSHIP STRATEGIES, LPRegistered Investment Advisers · CRD # 297457 · MA · Approved
- BAIN CAPITAL PRIVATE EQUITY, LPRegistered Investment Advisers · CRD # 145653 · MA · Approved
- BAIN CAPITAL PUBLIC EQUITY, LPRegistered Investment Advisers · CRD # 145650 · MA · Approved
- BAIN CAPITAL REAL ESTATE, LPRegistered Investment Advisers · CRD # 291809 · MA · Approved
- BAIN CAPITAL VENTURES, LPRegistered Investment Advisers · CRD # 145652 · MA · Approved
- BAINBRIDGE PARTNERS LLPRegistered Investment Advisers · CRD # 325681 · Approved
- BAIRD CAPITAL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 323309 · WI · Approved
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLCRegistered Investment Advisers · CRD # 269982 · WI · Approved
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLCRegistered Investment Advisers · CRD # 292786 · WI · Approved
- BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 326646 · WI · Approved
- BAIRD STRATEGAS LLCRegistered Investment Advisers · CRD # 149326 · NY · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLCRegistered Investment Advisers · CRD # 145166 · WI · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLCRegistered Investment Advisers · CRD # 168956 · WI · Approved
- BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLCRegistered Investment Advisers · CRD # 298155 · WI · Approved
- BAKER AVENUE ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 132657 · CA · Approved
- BAKER BROS. ADVISORS LPRegistered Investment Advisers · CRD # 158149 · NY · Approved
- BAKER ELLIS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 121802 · WA · Approved
- BAKER STREET ADVISORS, LLCRegistered Investment Advisers · CRD # 128066 · CA · Approved
- BAKER TILLY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167811 · WI · Approved
- BALANCE CAPITAL PARTNERS L.P.Registered Investment Advisers · CRD # 325617 · FL · Approved
- BALANCE CASH MANAGEMENT INC.Registered Investment Advisers · CRD # 333867 · CA · Approved
- BALANCE POINT CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 264789 · CT · Approved
- BALANCE WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 329589 · OH · Approved
- BALANCED FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 128161 · KS · Approved
- BALANCED ROCK INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 157424 · MA · Approved
- BALANCED WEALTH GROUP LLCRegistered Investment Advisers · CRD # 328007 · OH · Approved
- BALANCED WEALTH MANAGEMENT, LLC.Registered Investment Advisers · CRD # 174699 · RI · Approved