Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- BROAD BAY CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 284341 · NY · Approved
- BROAD INVESTMENT SECURITIES LLCRegistered Investment Advisers · CRD # 290775 · Approved
- BROAD REACH CAPITAL LLCRegistered Investment Advisers · CRD # 144686 · NC · Approved
- BROAD REACH INVESTMENT MANAGEMENT LLPRegistered Investment Advisers · CRD # 285755 · Approved
- BROAD REACH RETAIL PARTNERS LLCRegistered Investment Advisers · CRD # 340702 · MD · Approved
- BROAD RUN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165067 · VA · Approved
- BROAD SKY PARTNERS LLCRegistered Investment Advisers · CRD # 317966 · NY · Approved
- BROADCREST ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 287590 · FL · Approved
- BROADHURST FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 132332 · TX · Approved
- BROADLEAF PARTNERS, LLCRegistered Investment Advisers · CRD # 137433 · OH · Approved
- BROADLIGHT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 315015 · CT · Approved
- BROADMARK ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 109422 · TX · Approved
- BROADOAK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148901 · MD · Approved
- BROADRIVER ASSET MANAGEMENT, L.P.Registered Investment Advisers · CRD # 155792 · NY · Approved
- BROADSHORE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 119200 · CA · Approved
- BROADSIDE WEALTH TECHNOLOGIES INC.Registered Investment Advisers · CRD # 342220 · CA · Approved
- BROADVIEW FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 143550 · WI · Approved
- BROADVIEW MANAGEMENT, LLCRegistered Investment Advisers · CRD # 334073 · MO · Approved
- BROADVIEW REAL ESTATE PARTNERS, LLCRegistered Investment Advisers · CRD # 297775 · CT · Approved
- BROADVIEW WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174429 · Approved
- BROADVIEW WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 335028 · CO · Approved
- BROADWATER CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 125509 · MA · Approved
- BROADWAY ADVISOR GROUPRegistered Investment Advisers · CRD # 324281 · NY · Approved
- BROADWAY WEALTH SOLUTIONS, INC.Registered Investment Advisers · CRD # 291753 · TX · Approved
- BROADWEALTH LLCRegistered Investment Advisers · CRD # 304356 · Approved
- BROADWING CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 127513 · CA · Approved
- BROADWING CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 328881 · TX · Approved
- BROADWOOD CAPITAL, INCRegistered Investment Advisers · CRD # 159286 · NY · Approved
- BROCK FIDUCIARY SERVICES LLCRegistered Investment Advisers · CRD # 153055 · NY · Approved
- BROGAN FINANCIAL, INC.Registered Investment Advisers · CRD # 133623 · TN · Approved
- BRONTE CAPITAL MANAGEMENT PTY LTDRegistered Investment Advisers · CRD # 151222 · Approved
- BROOKE PRIVATE EQUITY ASSOCIATES MANAGEMENT LLCRegistered Investment Advisers · CRD # 156772 · MA · Approved
- BROOKFIELD ASSET MANAGEMENT PIC (ISG), LLCRegistered Investment Advisers · CRD # 312797 · NY · Approved
- BROOKFIELD ASSET MANAGEMENT PIC ADVISER (PRIVATE EQUITY), L.P.Registered Investment Advisers · CRD # 171207 · Approved
- BROOKFIELD ASSET MANAGEMENT PIC CANADA, LPRegistered Investment Advisers · CRD # 151605 · Approved
- BROOKFIELD ASSET MANAGEMENT PIC US, LLCRegistered Investment Advisers · CRD # 151599 · NY · Approved
- BROOKFIELD PUBLIC SECURITIES GROUP LLCRegistered Investment Advisers · CRD # 110497 · NY · Approved
- BROOKFIELD RENEWABLE ENERGY GROUP LLCRegistered Investment Advisers · CRD # 316590 · Approved
- BROOKLANDS FUND MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 286221 · Approved
- BROOKLAWN CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 287796 · NY · Approved
- BROOKLINE INVESTMENTS, INC.Registered Investment Advisers · CRD # 109239 · AL · Approved
- BROOKLINE WEALTH, LLCRegistered Investment Advisers · CRD # 322787 · TX · Approved
- BROOKLYN FI, LLCRegistered Investment Advisers · CRD # 292115 · NY · Approved
- BROOKMONT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 145475 · TX · Approved
- BROOKNOLL ADVISORS LLCRegistered Investment Advisers · CRD # 298297 · MA · Approved
- BROOKS, MOORE & ASSOCIATES, INC.Registered Investment Advisers · CRD # 105716 · TN · Approved
- BROOKS, WAYNE IRegistered Investment Advisers · CRD # 168816 · NY · Approved
- BROOKSIDE EQUITY PARTNERS LLCRegistered Investment Advisers · CRD # 164429 · CT · Approved
- BROOKSTONE ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153467 · IL · Approved
- BROOKSTONE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 141413 · IL · Approved