Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- A & I FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 148357 · CO · Approved
- ACCELERATED WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 170022 · CO · Approved
- ACORN CREEK CAPITAL LLCRegistered Investment Advisers · CRD # 325809 · CO · Approved
- ADVISORS ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 46727 · CO · Approved
- AETHER INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 149742 · CO · Approved
- AGEMY WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 218512 · CO · Approved
- AHW ADVISORS, LLCRegistered Investment Advisers · CRD # 343955 · CO · 120-Day Approval
- ALDER POINT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 337839 · CO · Approved
- ALPHA CAPITAL FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 307521 · CO · Approved
- ALPHA CAPITAL MANAGEMENT GROUP LLCRegistered Investment Advisers · CRD # 283624 · CO · Approved
- ALPINE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 105433 · CO · Approved
- ALPS ADVISORS, INC.Registered Investment Advisers · CRD # 134340 · CO · Approved
- ALTIUS FINANCIAL, INC.Registered Investment Advisers · CRD # 113268 · CO · Approved
- ALTUS WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 287848 · CO · Approved
- APO FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 297647 · CO · Approved
- APPLIED QUANTITATIVE INVESTMENTS LLCRegistered Investment Advisers · CRD # 339159 · CO · Approved
- ARROWMARK ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307161 · CO · Approved
- ARROWMARK COLORADO HOLDINGS, LLCRegistered Investment Advisers · CRD # 149120 · CO · Approved
- ASCENTRIS, LLCRegistered Investment Advisers · CRD # 154814 · CO · Approved
- ASK DOLLY, LLCRegistered Investment Advisers · CRD # 337843 · CO · Approved
- ASPEN GROVE CAPITAL, LLCRegistered Investment Advisers · CRD # 158166 · CO · Approved
- ASPEN WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 307424 · CO · Approved
- ASSET MANAGEMENT GROUP INVESTMENT CORP.Registered Investment Advisers · CRD # 168369 · CO · Approved
- AUTHENTIC COUNSEL, LLCRegistered Investment Advisers · CRD # 173306 · CO · Approved
- AVANT MANAGEMENT LLCRegistered Investment Advisers · CRD # 330991 · CO · Approved