Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ABLE FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 323646 · AZ · Approved
- ACCORDANT INVESTMENTS LLCRegistered Investment Advisers · CRD # 325678 · AZ · Approved
- ACRYLIC FINANCIAL, INC.Registered Investment Advisers · CRD # 288263 · AZ · Approved
- ACUTE INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 170368 · AZ · Approved
- AIO FINANCIAL, LLCRegistered Investment Advisers · CRD # 114030 · AZ · Approved
- ALAMOS CAPITAL, LLCRegistered Investment Advisers · CRD # 332985 · AZ · Approved
- ALKEME INVESTMENTS LLCRegistered Investment Advisers · CRD # 332434 · AZ · Approved
- ALKEME WEALTH, LLCRegistered Investment Advisers · CRD # 143420 · AZ · Approved
- ALLIED PORTFOLIO MANAGEMENT, INC.Registered Investment Advisers · CRD # 113809 · AZ · Approved
- ALMEGA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 316840 · AZ · Approved
- ALPHA FIDUCIARY, INC.Registered Investment Advisers · CRD # 144720 · AZ · Approved
- ALPHATRUST ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 340962 · AZ · 120-Day Approval
- AMPLIFY FINANCIAL, LLCRegistered Investment Advisers · CRD # 325721 · AZ · Approved
- ARBOR WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168774 · AZ · Approved
- ARCWOOD FINANCIAL, LLCRegistered Investment Advisers · CRD # 189512 · AZ · Approved
- ARQ WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 147351 · AZ · Approved
- ASCENT CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 291218 · AZ · Approved
- ASHTON THOMAS PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 153902 · AZ · Approved
- ASSET GROWTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 342319 · AZ · Approved
- ASTEROZOA MANAGEMENT LLCRegistered Investment Advisers · CRD # 316870 · AZ · Approved
- ATTESSA CAPITAL LLCRegistered Investment Advisers · CRD # 306827 · AZ · Approved
- AWM CAPITAL, LLCRegistered Investment Advisers · CRD # 287980 · AZ · Approved