Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ABLE RESEARCH TECHNOLOGY LTDExempt Reporting Advisers · CRD # 337608 · CO · ERA - Active
- ABRDN CANADA LIMITEDExempt Reporting Advisers · CRD # 339308 · CO · ERA - Active
- ABSOLUTARIS BASE LIMITEDExempt Reporting Advisers · CRD # 339137 · CO · ERA - Active
- ACCESS MANAGEMENT COMPANY, INC.Exempt Reporting Advisers · CRD # 290236 · CO · ERA - Active
- ADLERBERG CAPITAL LLCExempt Reporting Advisers · CRD # 344440 · CO · ERA - Active
- AETHERIS DIVERSIFIED INC.Exempt Reporting Advisers · CRD # 335339 · CO · ERA - Active
- AGENTQUANT INCExempt Reporting Advisers · CRD # 344110 · CO · ERA - Active
- AI EARN LTDExempt Reporting Advisers · CRD # 337851 · CO · ERA - Active
- AITRADE LTDExempt Reporting Advisers · CRD # 334311 · CO · ERA - Active
- AKSIA PARTNERS LLCExempt Reporting Advisers · CRD # 337925 · CO · ERA - Active
- ALGEBRIS INVESTMENTS US INC.Exempt Reporting Advisers · CRD # 342552 · CO · ERA - Active
- ALIGN FINANCIAL SERVICESExempt Reporting Advisers · CRD # 336381 · CO · ERA - Active
- ALPHA PAYMENT LTDExempt Reporting Advisers · CRD # 337697 · CO · ERA - Active
- ALTIRA GROUP LLCExempt Reporting Advisers · CRD # 160010 · CO · ERA - Active
- ALUMENIS CAPITAL MANAGEMENT GMBH LTDExempt Reporting Advisers · CRD # 340855 · CO · ERA - Active
- ANCORA HOLDINGS, INCExempt Reporting Advisers · CRD # 340056 · CO · ERA - Active
- APEX FINANCIAL LTDExempt Reporting Advisers · CRD # 342652 · CO · ERA - Active
- APEXES MANAGEMENT LTDExempt Reporting Advisers · CRD # 338468 · CO · ERA - Active
- APEXIUM SECURITIES LTDExempt Reporting Advisers · CRD # 340985 · CO · ERA - Active
- ARBORFIRE CAPITAL INC.Exempt Reporting Advisers · CRD # 343244 · CO · ERA - Active
- ARMADA VENTURE PARTNERS LLCExempt Reporting Advisers · CRD # 329744 · CO · ERA - Active
- ASTROFLUX CAPITAL, INC.Exempt Reporting Advisers · CRD # 343739 · CO · ERA - Active
- AUREUS ADVISORS INC.Exempt Reporting Advisers · CRD # 339854 · CO · ERA - Active
- AURORA ARCHIPELAGO INCExempt Reporting Advisers · CRD # 340281 · CO · ERA - Active
- AUVRAX TECHNOLOGIES INCExempt Reporting Advisers · CRD # 341628 · CO · ERA - Active
- AV COMMONEDGE INCExempt Reporting Advisers · CRD # 344156 · CO · ERA - Active
- AVODAH CAPITAL GROUP, LLCExempt Reporting Advisers · CRD # 319775 · CO · ERA - Active
- AXIVON EXCHANGE LTDExempt Reporting Advisers · CRD # 340961 · CO · ERA - Active