Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- 1888 INVESTMENTS, LLCRegistered Investment Advisers · CRD # 312491 · CO · Approved
- 1900 WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 175346 · TX · Approved
- 191 GODWIN ASSOCIATES, INC D/B/A GODWIN CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 124288 · NJ · Approved
- 1919 INVESTMENT COUNSEL, LLCRegistered Investment Advisers · CRD # 133370 · MD · Approved
- 1932 INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 337619 · NJ · Approved
- 1977 WEALTH, LLCRegistered Investment Advisers · CRD # 343350 · FL · 120-Day Approval
- 1988 ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319422 · NY · Approved
- 1CONFIRMATION GLOBAL, LLCRegistered Investment Advisers · CRD # 295180 · NV · Approved
- 1N CAPITAL, LLCRegistered Investment Advisers · CRD # 309502 · Approved
- 1SHARPE CAPITAL LLCRegistered Investment Advisers · CRD # 285866 · CA · Approved
- 1ST DISCOUNT BROKERAGE, INC.Registered Investment Advisers · CRD # 39164 · FL · Approved
- 1WS CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 298723 · NY · Approved
- 2 KNIGHTS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 307238 · OH · Approved
- 21 WEST WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 304532 · CA · Approved
- 210 WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 328570 · IL · Approved
- 21SHARES US LLCRegistered Investment Advisers · CRD # 328136 · NY · Approved
- 2201 CAPITAL, LLCRegistered Investment Advisers · CRD # 341112 · NY · Approved
- 22C CAPITAL LLCRegistered Investment Advisers · CRD # 298094 · FL · Approved
- 22NW, LPRegistered Investment Advisers · CRD # 230788 · WA · Approved
- 22V ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 323898 · NY · Approved
- 24A CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 344247 · TX · 120-Day Approval
- 25, LLCRegistered Investment Advisers · CRD # 317916 · MO · Approved
- 26NORTH DIRECT LENDING LPRegistered Investment Advisers · CRD # 323152 · NY · Approved
- 26NORTH PARTNERS LPRegistered Investment Advisers · CRD # 322923 · NY · Approved
- 2E CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 334821 · NY · Approved
- 2XIDEAS US INC.Registered Investment Advisers · CRD # 328190 · NY · Approved
- 3 BOOMERANG CAPITAL, LPRegistered Investment Advisers · CRD # 326929 · CT · Approved
- 3 FACTOR INDEXING, LLCRegistered Investment Advisers · CRD # 160356 · Approved
- 3(38) INVESTMENT FIDUCIARIES INC.Registered Investment Advisers · CRD # 298053 · CA · Approved
- 3000 MANAGEMENT, INC.Registered Investment Advisers · CRD # 121168 · CA · Approved
- 325 CAPITAL LLCRegistered Investment Advisers · CRD # 310762 · NY · Approved
- 325 FILLMORE LLCRegistered Investment Advisers · CRD # 287625 · CO · Approved
- 327 CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 313414 · TX · Approved
- 33 CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 326780 · CT · Approved
- 337 FRONTIER CAPITAL, LPRegistered Investment Advisers · CRD # 284266 · NY · Approved
- 34 FINANCIAL, LLCRegistered Investment Advisers · CRD # 329383 · GA · Approved
- 345 INVESTMENT ADVISORY, LLCRegistered Investment Advisers · CRD # 342120 · AZ · Approved
- 36 NORTH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 317557 · AR · Approved
- 36 SOUTH CAPITAL ADVISORS LLPRegistered Investment Advisers · CRD # 166406 · Approved
- 360 FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 169280 · SC · Approved
- 360 FINANCIAL, INC.Registered Investment Advisers · CRD # 168600 · MN · Approved
- 360 ONE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 300914 · Approved
- 360 ONE PORTFOLIO MANAGERS LIMITEDRegistered Investment Advisers · CRD # 307146 · Approved
- 3650 REIT INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 286013 · FL · Approved
- 37SPRUCE INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 340176 · CT · Approved
- 3A CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 343132 · NY · Approved
- 3B CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 300098 · TX · Approved
- 3B1 PARTNERS, LLCRegistered Investment Advisers · CRD # 300835 · NY · Approved
- 3CHOPT INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 319125 · VA · Approved
- 3D ADVISOR GROUP, INC.Registered Investment Advisers · CRD # 342109 · Approved